Associate, GWBEQ - Institutional Equity Sales - Execution MY · CIMB

Associate, GWBEQ - Institutional Equity Sales - Execution MY

CIMB

Kuala Lumpur, WP Kuala Lumpur · Posted 6 days ago

Salary not disclosed

Type
Full time
Openings
1 position
Deadline

About the role

Key Responsibilities

1. Trade Execution Support

  • Execute client orders accurately and efficiently under the guidance of senior dealers.

  • Monitor order flow and manage less complex trades, including program trades, VWAP orders, and Direct Market Access (DMA) transactions.

  • Assist in the preparation, maintenance, and reconciliation of trade blotters and execution reports.

2. Market Monitoring

  • Monitor real-time market movements, stock prices, and trading volumes to identify trading and execution opportunities.

  • Provide timely market updates and insights to senior traders, sales teams, and relevant stakeholders.

3. Client Order Management

  • Ensure prompt and accurate communication with clients regarding order status, trade confirmations, and market developments.

  • Respond to client inquiries related to trade execution and escalate complex issues to senior dealers when required.

4. Compliance and Risk Management

  • Ensure all trading activities comply with regulatory requirements, exchange rules, and internal policies.

  • Monitor trading activities against established risk parameters and promptly report any discrepancies or unusual trading patterns.

5. Operational Support

  • Assist in trade reconciliation and collaborate with middle and back-office teams to resolve settlement-related issues.

  • Maintain accurate trading records, reports, and compliance documentation to support operational efficiency.

Key Requirements

  • Bachelor's Degree in Finance, Economics, Business Administration, Accounting, or a related discipline.

  • 1 to 2 years of relevant experience in institutional dealing, equity trading or capital markets.

  • Basic knowledge of equity markets, market microstructure, trading strategies, and financial instruments.

  • Familiarity with trading platforms and market information systems such as Bloomberg, Fidessa, or equivalent OMS/EMS platforms.

Skills

Equity tradingCapital marketsMarket microstructureTrading strategiesTrade reconciliationTrade executionBloombergFidessaOMS/EMS platformsRegulatory ComplianceRisk Management

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Associate, GWBEQ - Institutional Equity Sales - Execution MY

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